The cheapest New York City compliance item your board is probably still missing is due December 31
The cheapest New York City compliance item your board is probably still missing is due December 31
2026-09-15 · New York · Compliance
Almost every New York City compliance obligation a board faces requires a licensed professional, a filing fee and a DOB submission. The annual parapet observation requires none of those. It can be done by the building's own superintendent, there is nothing to file, and it is due December 31 — and boards miss it constantly, precisely because it is not on the filing calendar.
The rule is 1 RCNY § 103-15, made under Local Law 126 of 2021. Here is the scope, verbatim:
“Starting on January 1, 2024, in accordance with the requirements of section 28-[301.1.1 of the] Administrative Code, every building owner must have an observation performed in accordance with this subdivision. This requirement applies to all buildings with parapets fronting the public right-of-way, regardless of height, except for detached 1- or 2-family homes or buildings with a fence or other barrier preventing access to the exterior wall.”1
Regardless of height. This is not a FISP obligation and it does not stop at six stories. A three-storey Brooklyn condominium with a parapet over the sidewalk is covered.
Who may do it
The rule's list is deliberately broad, and it is the part worth quoting to a board that has been quoted a professional fee:
“The observation must be performed annually by a person competent to inspect parapets. For the purposes of this subdivision, this includes, but is not limited to, a bricklayer, building superintendent, handyman, mason or a person in a similar construction-related trade, architect, engineer, an inspector working for a New York State-authorized insurance company, a New York State-authorized building inspector or any other individual capable of identifying hazards on the parapet.”
No qualified exterior wall inspector. No registered design professional. No DOB filing. The report is kept by the owner and produced on request.
What the observation has to cover
“The observation must include close-up inspections of the entire parapet. The close-up inspection may be conducted from a fire escape or roof.”
And three mandatory determinations under § 103-15(b)(3): that the parapet is “plumb by a horizontal distance within one-eighth of its cross-sectional thickness in any location”; whether there is excessive deterioration “including, but not limited to, displacement, horizontal or diagonal cracks, missing or loose bricks or coping stones, deteriorated mortar joints, spalling, or rot”; and that appurtenances such as “telecommunications equipment, railings, roof access rails, gooseneck ladders and handrail attachments for fire escapes, and signs” are installed and maintained in a stable condition.
The provision that turns a cheap task into an expensive one
Here is why the observation matters more than its cost suggests. Section 103-15(b)(4) provides that if an unsafe condition is found, the observer “must immediately notify the Department of Buildings”; the owner “must immediately install public protection, such as erecting sidewalk sheds, fences, and safety netting”; and — the sentence that sets the clock —
“All unsafe conditions must be corrected within ninety (90) days from the notification to the Department. The public protection must remain in place until the unsafe condition is remedied.”
Follow the chain. An unsafe parapet finding produces a sidewalk shed. A sidewalk shed now sits inside the Local Law 48 and 51 regime that took effect January 12, 2026 — ninety-day permits, a work-in-progress requirement from the second renewal, penalties up to $6,000 a month, and separate $5,000-to-$20,000 milestone penalties for missing the construction-document, permit-application and completion deadlines.
So the parapet observation is not merely a box to tick. It is the cheapest opportunity a board has to find a problem while it is still a repair rather than a shed.
What the report must contain, and who signs it
Section 103-15(c)(1) requires the address and associated addresses; the owner's name, address and telephone number — or, “if the owner is not an individual,” a principal's name, address, phone and position or title, which is the provision that reaches a cooperative corporation or a condominium board of managers; the observer's name and, if not the owner, address, phone, affiliation and business name; the date or dates; a location plan; the parapet's construction, giving material, height and thickness; general conditions and any unsafe conditions with remedial action; repairs since the previous report; and “Dated photos documenting the conditions at the time of observation.”
Retention, verbatim: “Owners must maintain the observation reports for at least six (6) years and must make such reports available to the Department upon request.”
Six years of annual reports with dated photographs is, incidentally, exactly the documentary record that makes a later facade filing cheaper and an insurance renewal easier. A board that has been doing this properly since January 2024 has three years of photographs of its own parapet.
What we are not going to tell you
Vendors commonly quote a penalty range of $1,250 to $10,000 for failing to produce a parapet report on request. That range is not in 1 RCNY § 103-15 and we could not verify it in a primary source. We are not publishing it as fact. The obligation is real and the retention requirement is real; the number is not something we can stand behind.
The other Local Law 126 obligation, and one that can save a board money
Local Law 126 of 2021 is not a single-subject law — a conflation that is rampant in vendor literature. It reaches parapets, parking structures and elevators, among other things. The parking-structure regime is at Administrative Code Article 323 and 1 RCNY § 103-13, and it requires a Qualified Parking Structure Inspector's condition assessment at least every six years on a staggered cycle:
“Staggered filing cycle: Beginning January 1, 2022 an acceptable report for each parking structure to which this rule applies is due in accordance with the following filing windows: (A) For parking structures located within the Borough of Manhattan Community Districts 1 through 7 an acceptable report must be filed within the two-year filing window starting January 1, 2022, and every sixth year thereafter. (B) For parking structures located within all Community Districts in the Borough of Manhattan not listed in (A), above, and all Community Districts in the Borough of Brooklyn, an acceptable report must be filed within the two-year filing window starting January 1, 2024, and every sixth year thereafter. (C) For parking structures located within all Community Districts in the Boroughs of Queens, the Bronx and Staten Island an acceptable report must be filed within the two-year filing window starting January 1, 2026, and every sixth year thereafter.”2
Cycle 1C is open now — January 1, 2026 to December 31, 2027, for Queens, the Bronx and Staten Island. Sub-cycle 1B closed December 31, 2025, so boards in upper Manhattan and Brooklyn that missed it are accruing penalties: $1,000 per month for late filing under § 103-13(e)(1), plus $5,000 per year for failure to file beginning one year after the window ends.
And here is the money-saving provision almost nobody uses. Section 103-13(b)(v) contains an exception: “If the building in which the parking structure is located is included in the FISP, the owner may choose to change the assigned filing window of the parking structure compliance report to a parking structure filing window that corresponds with the next [FISP cycle].”
In plain terms: a condominium or co-op can synchronise its garage inspection with its facade cycle and hire one engineering team for both. For a building doing scaffolding and access work anyway, that is a real saving. A second exception lets an owner file before the window opens, provided all applicable civil penalties “are paid at the time of filing.”
DOB has enforced this regime. A January 18, 2024 press release records that it “levied initial penalties to over 400 property owners” for missing the January 1, 2024 deadline, and reports compliance of 655 of 1,056 properties — a 62 percent rate — in Lower Manhattan, Midtown and the Upper West Side.3
Our New York condo safety inspections page covers the inspection regimes together, and our budget approval page covers the capital planning that follows a finding.
Related New York HOA Topics
- 1 RCNY § 103-15 — periodic observation of parapets, who may perform it, report contents and retention ↩
- 1 RCNY § 103-13 — periodic inspection of parking structures, staggered filing cycle, penalties and the FISP synchronisation exception ↩
- NYC Department of Buildings press release, January 18, 2024 — penalties issued to over 400 property owners for late parking structure reports ↩
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